Business Intuition
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EDM

MiFID II: Q1 2017 Update

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The countdown to MiFID II’s January 2018 implementation date is underway with firms evaluating whether or not they have the solutions in place for their businesses. The Directive places a…

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Data Governance Needed for Effective Compliance

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Interesting article in FundFire recently regarding compliance.   Apparently, there is between a 25% and 40% rate of error in the coding of compliance rules within the typical investment management firm.  …

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